January 20, 2009
Sherril Huff is exaggerating ballot reconciliation results

Elections Director Sherril Huff puts this claim at the center of her election campaign:

Staff reports to the Canvassing Board demonstrated continued improvements by elections officials in such areas as inventory reconciliation of ballots received and counted, and voters credited with voting. Using Six Sigma quality standards, the Elections Divisions' reconciliation reports balanced with 22 inventory discrepancies,
I've been reviewing the reconciliation reports and source database records. The reports and ballot accounting have indeed improved since the 2004 fiasco. But the available data does NOT support the wildly aggressive claims of "Six Sigma" and only 22 discrepancies.

A summary of what I've found:

* Huff's office provided me with a Mail Ballot Report and Summary and Detailed Poll Canvass Reports, an Early Voting Report and what appears to be a report on Provisional Ballots that were sent to the canvassing board. They were unable to provide me with a comprehensive Provisional Ballot report, nor could they provide me with the summary reconciliation reports that are required by RCW 29A.60.235 and to be "publicly available at the auditor's office or on the auditor's web site".

* I also received and reviewed extensive voter database records, including the current list of voters, lists of all absentee and provisional ballots issued in the November 2008 election along with their disposition, the "voter history" file, which lists all voters credits, and an audit log of all changes to the voter database from mid-2004 to the present. To Huff's credit, I requested these files over the holidays and received them within 2 days after the staff returned from their holiday break. These are the same sorts of files that Dean Logan told me would take several weeks to produce, and in fact took him nearly 7 months.

* My review of the data records indicates that ballots to voters reconciles reasonably well county-wide, but not necessarily by district. For example, more provisional ballots appear to have been tabulated in some legislative districts than there were provisional voters registered in those districts and vice versa. This could happen if a voter, say, who lives and is registered in Seattle casts a provisional ballot at a Redmond polling place. In such cases, the submitted ballot is supposed to be duplicated onto a ballot from the voter's home district, with only the common races marked onto the new ballot. [See canvassing board rules, sec. 6.2(b)]. If the ballots are not correctly duplicated, it would be possible for a voter who is registered in one district to have their vote counted in a race in which he is not eligible to vote.

I found a net discrepancy of 56 ballots when reconciling by legislative district. e.g. the 1st L.D. had a net 21 more provisional ballots counted than there were provisional voters, and the 45th L.D. had a net 12 more ballots than voters, etc. Some other districts had a net excess of voters to ballots. Of course, the net numbers can mask more incidents of the out-of-district voters having their ballots counted in the district cancelled by an equal number of the opposite incidents.

The absentee ballots also do not appear to reconcile by district. It's harder to get a more exact number, as there is an excess of voters credited over ballots counted, due to empty envelopes and spoiled ballots.

I'm open to the possibility that my analysis was based on incomplete data or was otherwise incorrect. But ensuring that absentee and provisional ballots are tabulated in the correct district is an important task. I would assume that the Elections Office would prepare reports to demonstrate that this is done correctly. If the Elections Office wishes to disclose reports showing a different discrepancy between votes and voters at the district level I will happily post those.

* The data records also indicate that some voters who submitted two ballots had both ballots counted:

43 voters are recorded as having cast both a poll ballot and a provisional ballot, with 1 voter getting both ballots counted, a 2.3% error rate.

UPDATE: I also notice that there were an additional 6 provisional voters who had their ballots rejected on the grounds that they had voted a poll ballot; but they were not actually credited with voting at the polls and the polling site reconciliation reports do not indicate any unexplained extra ballots at those precincts. So I guess the total error rate on preventing double-voting at the polls and by provisional is 14%!

268 voters are recorded as having cast both an absentee ballot and a provisional ballot. In 19 of these cases both were rejected, although it appears that in some of these the provisional probably should have been accepted, i.e. when the absentee ballot was not signed. In 29 cases the provisional was accepted and the absentee rejected, in violation of WAC 434-253-047(6) which gives precedence to the absentee ballot. And 10 voters are recorded as having had both ballots accepted. The error rate is between 4% - 17%, depending on how you count.

9 voters are recorded as having cast both a poll ballot and an absentee ballot, with 4 voters getting both ballots counted, a 45% error rate.

Given that so much infrastructure is supposedly deployed to prevent voters from voting more than once, one would expect that the error rates on the relatively few situations where voters submit multiple ballots to be near 0, but it isn't.

I welcome any documentation from the Elections Office which shows that my analysis is not correct.

Again, the 2008 election was administered much better than the 2004 nightmare. Huff deserves a share of the credit for that. But her wildly optimistic campaign boasts of only "22 discrepancies" and "Six Sigma quality standards" (which implies a mere 3 errors per million) don't seem to be nearly true.

Posted by Stefan Sharkansky at January 20, 2009 01:30 PM | Email This
Comments
1. O Boy! ...here we go again. :)

Posted by: Duffman on January 20, 2009 01:58 PM
2. so much here. but one of the most egregious to me---four voters getting BOTH a mail AND poll vote counted. that should NEVER, NEVER happen. Shame. We want an answer from KCE as to how they let that happen. Sooner. Not later.
thanks, Stefan, for being the watchdog in all this. We appreciate it.

Posted by: Michele on January 20, 2009 03:19 PM
3. Wow. Great that you dug this up. Very important, esp. right now with the Elections Director race in full-swing. Problem though if the MSM continues to ignore this.

Posted by: Anthony on January 20, 2009 04:39 PM
4. Six Sigma, oh my gosh, she can't count that high!
If it were only true that WA elections were at six sigma quality.

Posted by: Fed Up on January 20, 2009 05:57 PM
5. I am a Six Sigma Master Black Belt. What Huff is doing is a clever game of selecting the data you want for the desired output.

You can't take the "net" errors and use them in the calculations and claim six sigma. Each error stands on it's own. Also, they blend voters who voted twice as one error when in fact it is two errors. The first in not detecting it before the fact and again for validating the vote. These are type I and type II errors.

Furthermore, they are only using the data of an under or over vote count as evidence of running clean elections. There is no way to determine whether there were other iregularities such as someone voting under another's name, provisional ballots that should not have counted or illegal voters voting.

If KC wants to use real six sigma methods, then they needs to have real data from each district and have it analyzed by an independent third party. But then again, they are not interested in those results, only in convincing people that nothing is wrong.

Posted by: Ken on January 20, 2009 08:55 PM
6. OK, tell us about the other candidates

Posted by: Lynne on January 21, 2009 02:01 PM
7. Stefan, You might want to pose this question. KCE sent out 1.1 million ballots. What does KCE do to insure that the ballots arrived at the proper destination and that the legitimate voter was the only person who decided what to do with them? I know what the answer is; nothing. The ballots are sent out blindly, that means they don�t expect a return. That means a ballot that isn�t returned is presumed to have been discarded because the voter chose not to vote. It also presumes that the properly identified voter is the only one who filled in the ballot and mailed it in. That�s a questionable policy when dealing with absentee voters who are voting by mail because they choose to. But, the problem is that 500,000 people did not opt-in to vote by mail. That�s because they were either content with poll balloting or they don�t exist or they have moved and changed their name or whatever. The number of possible problems that could invalidate this election are staggering. Since this is a meaningless election to most people, I could see a variety of protest options for disgruntled voters. Fill out the ballot and forget to sign it and ignore KCEs attempt to cure the signature. This would drive up the cost and expose the processes weaknesses. The list could go on but I think you see my point. Bill

Posted by: Bill Anderson on January 21, 2009 04:56 PM
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